The traditional risks in a bank credit, market, operational and compliance.
The role of the corporate governance.
The definition of Internal Auditing
The Pivotal Document for Change (COSO)
The recommendations of the Basel Committee.
Critical analysis and explanation of the text.
The role and key issues of internal audit.
The importance of the internal audit plan: a wide view across the range of risks within the organization.
The internal audit and the other actors of the evaluation.
Periodic control and permanent controls: complementary steps.
Methodology of an internal auditing mission.
Presentation of the different guidelines used by the auditor.
Example of complementary role.
Every activity of the bank will be detailed according to the various risks to ensure that one could appreciate the risks inherent in the activities conducted
Study case on the confirmations’ audit and on the limit process.
Study case on the lending process; key points of attention.
Study case on the operational risk politicy.
Study on the way to challenge risk mapping efficiency.
Study case on the money laundering process.
Synthesis of the two days.
Evaluation of training.
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